Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pong? Claim Your ProfilePong Chan is a financial professional with over 35 years of experience in the industry. Pong currently works at Neuberger Berman BD LLC, where Pong has been employed since September 2008. Prior to this, Pong was employed at DAVID J. GREENE AND COMPANY, LLC for over 20 years. Pong is a licensed representative in the state of New York. Pong holds several industry licenses, including the Series 7, Series 27, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
09/17/2008 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/24/1986 - 09/18/2008
DAVID J. GREENE AND COMPANY, LLC (NEW YORK NY)
BC
Issued 10/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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