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Polly L Sloan

Cambridge Investment Research, Inc.

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About Polly L Sloan

Polly Sloan is a registered representative with Cambridge Investment Research, Inc.. Polly has been in the securities industry since August 2021. Polly has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Polly is currently registered with FINRA and is actively registered with the Securities and Exchange Commission. Polly is not currently registered with any states.

Firm Information

Polly Sloan is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Polly Sloan’s Registration & Firm History

IA

08/02/2021 - Present

Cambridge Investment Research, Inc. (FAIRFIELD IA)

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Licenses & Designations

BC

Issued 08/02/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Polly L Sloan.
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