Unclaimed
Polly Sloan is a registered representative with Cambridge Investment Research, Inc.. Polly has been in the securities industry since August 2021. Polly has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Polly is currently registered with FINRA and is actively registered with the Securities and Exchange Commission. Polly is not currently registered with any states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
08/02/2021 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
BC
Issued 08/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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