Unclaimed
Polina Sudat is a registered representative with Needham & Company, LLC. Polina has been in the securities industry since 2002. Polina holds a Series 7, Series 24, Series 63, Series 99 and SIE licenses and is registered in 53 states, including New York. Polina is also an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
04/18/2002 - Present
Needham & Company, LLC (NEW YORK NY)
BC
Issued 05/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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