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Pohnrad Joy Subsomboon

B. Riley Wealth Management

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About Pohnrad Joy Subsomboon

Pohnrad Subsomboon is a financial advisor with B. Riley Wealth Management. Pohnrad has been in the industry since 2013, and has a wide range of experience in the financial services industry. Pohnrad holds the Series 7, 99, 24, and 87 licenses as well as the SIE. Pohnrad also holds the Series 14 license. Pohnrad has worked at several firms over the years, including B. Riley Securities, Inc., Focalpoint Securities, LLC, and National Securities Corporation. Pohnrad currently works in the Los Angeles office of B. Riley Wealth Management.

Firm Information

Pohnrad Subsomboon is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pohnrad Subsomboon’s Registration & Firm History

CA

03/18/2021 - Present

B. Riley Wealth Management (Los Angeles CA)

CA

02/08/2022 - 01/03/2023

FOCALPOINT SECURITIES, LLC (LOS ANGELES CA)

FL

01/13/2022 - 07/22/2022

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

CA

02/06/2018 - 03/04/2019

B. RILEY & CO., LLC (LOS ANGELES CA)

CA

07/29/2013 - 11/30/2017

B. RILEY & CO., LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 12/18/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/25/2013

Series 7 - General Securities Representative Examination

BC

Issued 07/29/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Pohnrad Joy Subsomboon.
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