Unclaimed
Piyush Pokala is a registered representative with Wells Fargo Securities, LLC in Charlotte, NC. Piyush has been in the financial services industry since August 2024. Piyush has passed the Series 79TO, Series 63, and SIE exams. Piyush is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/12/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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