Unclaimed
Ping Zhou is a registered representative of Neuberger Berman BD LLC. Zhou has been in the securities industry since 2008. Zhou has passed the Series 7, Series 66, and SIE exams. Zhou is registered with FINRA as a registered representative and is also registered with the states of Alabama, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Tennessee, Texas, Virginia, Washington, Wisconsin, and Wyoming. Zhou was previously employed at Neuberger Berman Management LLC. Zhou has stated that they will be co-authoring a book for Financial Times Publishing.
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A percentage of the total value of assets under management is charged.
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2
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03/25/2021 - Present
Neuberger Berman BD LLC (Shanghai )
NY
02/01/2011 - 06/30/2016
NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)
BOTH
Issued 09/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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