Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ping shuang? Claim Your ProfilePing shuang Wu Cathy is a registered investment advisor representative with Cetera Investment Advisers LLC and has been working in the financial services industry since 2007. Ping shuang Wu Cathy has held registrations with several firms including UBS FINANCIAL SERVICES INC., UBS INTERNATIONAL INC., UCB INVESTMENT SERVICES, INC., and GENESIS SECURITIES, LLC. Ping shuang Wu Cathy holds the Series 7, Series 63, and Series 66 securities licenses. Ping shuang Wu Cathy is currently registered in California, Florida, New York, and Washington. Ping shuang Wu Cathy specializes in financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/21/2014 - Present
Cetera Investment Advisers LLC (ARCADIA CA)
CA
01/01/2010 - 04/15/2013
UBS FINANCIAL SERVICES INC. (PASADENA CA)
CA
04/16/2009 - 01/01/2010
UBS INTERNATIONAL INC. (PASADENA CA)
CA
06/07/2007 - 04/17/2009
UCB INVESTMENT SERVICES, INC. (INDUSTRY CA)
NY
11/02/2006 - 06/01/2007
GENESIS SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 08/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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