Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ping shuang? Claim Your ProfilePing Shuang Cathy Wu is a financial advisor in Arcadia, CA. Ping Shuang Cathy Wu has been in the financial services industry for 16 years and is currently registered with Cetera Investment Advisers LLC. Ping Shuang Cathy Wu previously worked at UBS FINANCIAL SERVICES INC., UBS INTERNATIONAL INC., UCB INVESTMENT SERVICES, INC. and GENESIS SECURITIES, LLC. Ping Shuang Cathy Wu is licensed to provide financial services in CA, FL, NY and WA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/21/2014 - Present
Cetera Investment Advisers LLC (ARCADIA CA)
CA
01/01/2010 - 04/15/2013
UBS FINANCIAL SERVICES INC. (PASADENA CA)
CA
04/16/2009 - 01/01/2010
UBS INTERNATIONAL INC. (PASADENA CA)
CA
06/07/2007 - 04/17/2009
UCB INVESTMENT SERVICES, INC. (INDUSTRY CA)
NY
11/02/2006 - 06/01/2007
GENESIS SECURITIES, LLC (NEW YORK NY)
BOTH
Issued 8/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/1/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ping shuang Wu is the right advisor for you? Invested Better is here to help.
