Unclaimed
Pincus Frankel is a financial professional with over 27 years of experience in the financial services industry. Pincus has a Series 6, Series 63 and SIE license. Pincus is currently registered with Nylife Securities LLC and previously worked at Metlife Securities Inc., Metropolitan Life Insurance Company, Park Avenue Securities LLC, and Guardian Investor Services Corporation. Pincus works out of the Brooklyn, NY branch office of Nylife Securities LLC. Pincus is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/10/2004 - Present
Nylife Securities LLC (BROOKLYN NY)
MA
05/20/2002 - 02/12/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/20/2002 - 02/12/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
05/03/1999 - 05/13/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/23/1995 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 06/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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