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Pincus Frankel

Nylife Securities LLC

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About Pincus Frankel

Pincus Frankel is a financial professional with over 27 years of experience in the financial services industry. Pincus has a Series 6, Series 63 and SIE license. Pincus is currently registered with Nylife Securities LLC and previously worked at Metlife Securities Inc., Metropolitan Life Insurance Company, Park Avenue Securities LLC, and Guardian Investor Services Corporation. Pincus works out of the Brooklyn, NY branch office of Nylife Securities LLC. Pincus is registered with the state of New York.

Firm Information

Pincus Frankel is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pincus Frankel’s Registration & Firm History

NY

03/10/2004 - Present

Nylife Securities LLC (BROOKLYN NY)

MA

05/20/2002 - 02/12/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/20/2002 - 02/12/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

05/03/1999 - 05/13/2002

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

08/23/1995 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Pincus Frankel. Review regulatory record here.
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