Unclaimed
Pinal Shah is a financial advisor at Fidelity Brokerage Services LLC. Pinal is licensed to provide securities advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Pinal obtained the Series 7TO and Series 63 licenses in 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/14/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 11/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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