Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pina? Claim Your ProfilePina Formicola is an investment advisor representative with Independent Solutions Wealth Management, LLC in Williamsville, NY. Pina has been a registered representative in the securities industry since 1988, and has also been a registered investment advisor representative since 2024. Pina is currently licensed in Florida, New Jersey, New Mexico, New York, and North Carolina. Pina has experience working at a number of firms in the securities industry, including OSAIC WEALTH, INC., SAGEPOINT FINANCIAL, INC., SAGE, RUTTY & CO., INC., and LEIGH BALDWIN & CO., LLC. Pina's primary focus is on providing financial advice to individuals, families, and businesses. She offers a variety of services, including financial planning, investment management, and retirement planning. Pina is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/14/2024 - Present
Independent Solutions Wealth Management, LLC (WILLIAMSVILLE NY)
NY
09/01/2023 - 08/07/2024
OSAIC WEALTH, INC. (ROCHESTER NY)
NY
11/05/2020 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (ROCHESTER NY)
NY
02/12/2016 - 11/05/2020
SAGE, RUTTY & CO., INC. (ROCHESTER NY)
NY
06/28/2013 - 02/16/2016
LEIGH BALDWIN & CO., LLC (ROCHESTER NY)
NY
07/29/2011 - 06/28/2013
WALL STREET FINANCIAL GROUP, INC. (ROCHESTER NY)
NY
01/03/2007 - 08/01/2011
ENSEMBLE FINANCIAL SERVICES, INC. (ROCHESTER NY)
NY
04/18/2005 - 01/18/2007
CAMBRIDGE INVESTMENT RESEARCH, INC. (ROCHESTER NY)
SC
07/27/1999 - 04/13/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MD
05/01/1995 - 07/13/1999
M&T SECURITIES, INC. (BALTIMORE MD)
NY
11/24/1993 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
01/07/1992 - 09/04/1992
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
01/10/1992 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
08/06/1991 - 01/09/1992
R.B. WEBSTER INVESTMENTS, INC.
NA
03/28/1989 - 08/09/1991
PRINCETON FINANCIAL GROUP, INC.
NA
09/20/1988 - 02/28/1989
POWER SECURITIES CORPORATION
IA
Issued 05/10/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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