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Pin Yao

Pruco Securities, LLC

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About Pin Yao

Pin Yao is a Registered Representative and Investment Advisor Representative with Pruco Securities, LLC. Pin has been in the securities industry since July 12, 2000. Pin is registered to offer securities and advisory services in 9 states, including California, Florida, Maryland, Massachusetts, New Jersey, New York, North Carolina, and Pennsylvania. Pin is also registered with the state of Pennsylvania to provide investment advisory services. Pin is Series 66, Series 7 and SIE exam qualified.

Firm Information

Pin Yao is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Pin Yao’s Registration & Firm History

PA

09/13/2011 - Present

Pruco Securities, LLC (WEST CHESTER PA)

NY

07/06/2000 - 09/13/2000

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/04/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Pin Yao. Review regulatory record here.
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