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Pietro Ungaro

Allstate Financial Services, LLC

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About Pietro Ungaro

Pietro Ungaro is a financial advisor who has been in the financial services industry for over 25 years. Pietro is currently registered with Allstate Financial Services, LLC and has been with them since 2012. Pietro has held several previous roles at other financial institutions, including Legend Securities, Inc., Electronic Brokerage Systems, LLC, Prime Capital Services, Inc., WorldCo, LLC, Joseph Stevens & Company, Inc., LCP Capital Corp., and First New York Securities LLC.

Firm Information

Pietro Ungaro is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pietro Ungaro’s Registration & Firm History

NY

02/23/2012 - Present

Allstate Financial Services, LLC (STATEN ISLAND NY)

NY

02/09/2007 - 11/02/2011

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

12/24/2008 - 04/01/2011

ELECTRONIC BROKERAGE SYSTEMS, LLC (NEW YORK NY)

NY

03/18/2005 - 02/05/2007

PRIME CAPITAL SERVICES, INC. (STATEN ISLAND NY)

NY

01/02/2002 - 06/18/2002

WORLDCO, L.L.C. (NEW YORK NY)

NY

09/06/2000 - 06/12/2001

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

NY

08/28/1992 - 02/15/2000

LCP CAPITAL CORP. (STATEN ISLAND NY)

NY

04/24/1999 - 10/01/1999

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/26/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Pietro Ungaro. Review regulatory record here.
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