Unclaimed
Pieter Deran Tenbroek is a financial advisor with Raymond James Financial Services Advisors, Inc. Pieter has been in the financial services industry since 1994. Pieter has Series 6, 7, 63, 66, and 26 licenses. Pieter provides financial planning, portfolio management for businesses and individuals, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KS
10/24/2022 - Present
Raymond James Financial Services Advisors, Inc. (Overland Park KS)
KS
03/24/2020 - 10/21/2022
CETERA INVESTMENT SERVICES LLC (OVERLAND PARK KS)
KS
11/13/2017 - 03/24/2020
EDWARD JONES (OVERLAND PARK KS)
KS
05/13/2005 - 10/30/2017
VOYA FINANCIAL ADVISORS, INC. (OVERLAND PARK KS)
IN
08/22/2001 - 03/15/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
AL
01/16/2001 - 09/06/2001
PROEQUITIES, INC. (BIRMINGHAM AL)
NJ
09/02/1994 - 12/20/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 12/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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