Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Piet? Claim Your ProfilePiet Aldrich is an experienced financial advisor with over 20 years of experience in the industry. Piet is a registered representative of UBS Financial Services Inc. and has been with the firm since November 2013. Piet holds the Series 7, Series 63, and Series 65 licenses and has been a registered investment advisor in Texas since 2012. Previously, Piet worked with CITIGROUP GLOBAL MARKETS INC. and OLIN SECURITIES CORPORATION. Piet specializes in providing financial advice to individuals, families, and businesses. Piet is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/08/2012 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
01/14/2005 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
MI
05/06/2003 - 12/15/2004
OLIN SECURITIES CORPORATION (BLOOMFIELD HILLS MI)
IA
Issued 01/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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