Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Piers? Claim Your ProfilePiers Alexis Hurley is a financial advisor in DALLAS, TX. Piers has been in the industry since November 1999. Piers is currently registered with UBS Financial Services Inc. Piers has been a registered representative of UBS Financial Services Inc. since August 2006. Prior to joining UBS Financial Services Inc., Piers worked at MORGAN KEEGAN & COMPANY, INC. in DALLAS, TX from November 1999 to August 2006. Piers holds the following licenses: Series 66, Series 3, Series 7 and SIE. Piers has a total of 24 years of experience in the financial services industry. Piers specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
08/18/2006 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
11/17/1999 - 08/22/2006
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
BOTH
Issued 12/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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