Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pierre? Claim Your ProfilePierre Nicolas Guigui is a financial advisor registered with Goldman Sachs & Co. LLC. He is based in Denver, Colorado, and has been in the industry since May 24, 2003. Pierre has experience working at several financial institutions including CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., UBS FINANCIAL SERVICES INC., SALOMON SMITH BARNEY INC., and CITICORP SECURITIES, INC. He holds a Series 3, 7, 31, and 66 license and has experience with various investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
CO
07/12/2022 - Present
Goldman Sachs & Co. LLC (DENVER CO)
CO
06/21/2017 - 06/29/2022
CITI PRIVATE ADVISORY, LLC (Denver CO)
CO
09/09/2010 - 06/29/2022
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
CT
04/18/2007 - 09/10/2010
UBS FINANCIAL SERVICES INC. (HARTFORD CT)
NY
12/18/1998 - 07/09/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/04/1998 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 05/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 04/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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