Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pierre? Claim Your ProfilePierre Maarek is a financial advisor with Tradition Securities AND Derivatives LLC, a firm that is registered with the Securities and Exchange Commission (SEC). He is licensed to sell securities in 10 states including California, Connecticut, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania and Puerto Rico. Pierre began his career in the financial industry on July 23, 2006, and has worked with EXANE, INC. and Tradition Securities AND Derivatives LLC. Pierre Maarek holds FINRA Series 3, 7, 24, 57TO and 63 licenses, in addition to the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/06/2022 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
05/17/2006 - 01/28/2022
EXANE, INC. (NEW YORK NY)
BC
Issued 05/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/29/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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