Unclaimed
Pierre Etienne is a financial professional with over 10 years of experience in the industry. Pierre is currently registered with Invesco Distributors, Inc. and is licensed to provide securities and investment advice in all 50 states. Pierre has held previous positions at Aquila Distributors LLC, Chase Investment Services Corp., and AXA Advisors, LLC. Pierre holds Series 7, Series 24, Series 51, and Series 63 licenses. Pierre is committed to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
07/28/2020 - Present
Invesco Distributors, Inc. (ATLANTA GA)
NY
10/17/2011 - 07/20/2020
AQUILA DISTRIBUTORS LLC (NEW YORK NY)
NY
06/25/2009 - 03/17/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
12/19/2008 - 03/11/2009
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 02/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2020
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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