Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pierre? Claim Your ProfilePierre Chen is a securities professional with Elequin Securities LLC. Pierre holds the Series 7, 52TO and 63 licenses, and the SIE exam. Pierre has been in the industry for 2024-06-26 and is actively registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/27/2024 - Present
Elequin Securities LLC (NEW YORK NY)
BC
Issued 07/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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