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Pierre Chen

Elequin Securities LLC

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About Pierre Chen

Pierre Chen is a securities professional with Elequin Securities LLC. Pierre holds the Series 7, 52TO and 63 licenses, and the SIE exam. Pierre has been in the industry for 2024-06-26 and is actively registered with FINRA and the state of New York.

Firm Information

Pierre Chen is currently registered with Elequin Securities LLC. Elequin Securities LLC is a Limited Liability Company formed on April 7, 2020. The firm has received approval for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pierre Chen’s Registration & Firm History

NY

06/27/2024 - Present

Elequin Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/23/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/10/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 06/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/18/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Pierre Chen.
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