Unclaimed
Pierre-antoine Gaetan Frotte is a financial advisor affiliated with Mizuho Securities USA LLC. Pierre-antoine joined Mizuho Securities USA LLC on March 20, 2023 and has been in the industry since September 4, 2020. Before Mizuho Securities USA LLC, Pierre-antoine was employed by CREDIT SUISSE SECURITIES (USA) LLC in New York, NY. Pierre-antoine is registered to offer securities in 52 states and the District of Columbia. Pierre-antoine holds Series 63, Series 7TO, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/20/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/05/2020 - 04/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 06/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/05/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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