Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pierre? Claim Your ProfilePierre Betzu is a financial professional with over 30 years of experience in the industry. Pierre has a wide range of experience and holds several licenses, including the Series 7, 6, 9, 10, 63, 99TO, and SIE. Pierre is currently registered with Rabo Securities USA, Inc. in New York. Pierre's previous experience includes roles at Quest Capital Strategies, Inc., SG Americas Securities, LLC, Portigon Securities Inc., HSBC Securities (USA) Inc., Charles Schwab & Co., Inc., Cigna Financial Advisors, Inc., Olde Discount Corporation, Fidelity Brokerage Services, Inc., Laidlaw Adams & Peck Inc., First Boca Securities, Inc., Creative Securities Corp., F.D. Roberts Securities, Inc., Citiwide Securities Corp., C.W. Rhoades & Co., Inc., and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2017 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
CA
10/10/2015 - 11/03/2016
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
11/19/2012 - 11/20/2013
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
09/19/2006 - 11/13/2012
PORTIGON SECURITIES INC. (NEW YORK NY)
NY
09/25/2003 - 02/06/2006
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
TX
03/12/1994 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
PA
10/19/1993 - 03/09/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
MI
03/21/1993 - 05/05/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
RI
05/31/1986 - 10/22/1991
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
08/23/1985 - 04/23/1986
LAIDLAW ADAMS & PECK INC.
NA
10/11/1984 - 10/25/1985
FIRST BOCA SECURITIES, INC.
NA
04/02/1985 - 07/15/1985
CREATIVE SECURITIES CORP.
NA
11/06/1984 - 04/01/1985
F.D. ROBERTS SECURITIES, INC.
NA
06/06/1984 - 10/10/1984
CITIWIDE SECURITIES CORP.
NA
03/06/1984 - 04/17/1984
C.W. RHOADES & CO., INC.
NA
02/18/1982 - 08/06/1982
FIRST INVESTORS CORPORATION
BC
Issued 06/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
BC
Issued 02/09/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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