Unclaimed
Pierre Anthony Fistanic is a registered representative with Oppenheimer & Co. Inc. Pierre has been in the securities industry since January 14, 1998 and is currently registered in 51 states. Prior to joining Oppenheimer, Pierre worked at Hilltop Securities Inc. and O'Connor Securities. Pierre holds the Series 7, Series 63 and SIE licenses. Pierre specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
11/13/2020 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
08/17/2001 - 09/29/2020
HILLTOP SECURITIES INC. (ENCINO CA)
CA
12/02/1997 - 08/17/2001
O'CONNOR SECURITIES (NEWPORT BEACH CA)
BC
Issued 08/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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