Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pierre andre? Claim Your ProfilePierre Andre Sotero-Cabahug Volpe is a financial advisor with UBS Financial Services Inc., a firm with more than $50 billion in assets under management. Pierre Andre has been in the financial services industry since 2020. Pierre Andre's prior experience includes working for J.P. Morgan Securities LLC. Pierre Andre is registered with the state of California as an Investment Advisor Representative and a Broker-Dealer. Pierre Andre holds the Series 63, 66, and 7TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/01/2023 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
11/19/2020 - 08/10/2022
J.P. MORGAN SECURITIES LLC (DALY CITY CA)
BOTH
Issued 12/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/19/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Pierre andre Volpe is the right advisor for you? Invested Better is here to help.
