Unclaimed
Pierre alexandre Kuang hon Chao is a financial advisor with over 20 years of experience in the industry. Pierre alexandre currently works at BA Securities, LLC, a firm with over 6 years of experience, where Pierre alexandre has been employed since 2018. Pierre alexandre has previously worked for STILLPOINT CAPITAL, LLC, CREDIT SUISSE SECURITIES (USA) LLC, MORGAN STANLEY & CO., INCORPORATED, and SMITH BARNEY INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
04/16/2018 - Present
BA Securities, LLC (ARLINGTON VA)
FL
09/17/2013 - 03/05/2018
STILLPOINT CAPITAL, LLC (TAMPA FL)
NY
06/24/1999 - 09/12/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
03/07/1995 - 06/28/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
11/15/1994 - 03/09/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 07/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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