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Pierre Alban Grellet-aumont

Mizuho Securities USA LLC

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About Pierre Alban Grellet-aumont

Pierre Grellet-aumont is a financial professional with over 17 years of experience in the industry. Pierre is currently registered with Mizuho Securities USA LLC and is licensed to conduct business in all 50 states, the District of Columbia, and Puerto Rico. Pierre previously worked with Deutsche Bank Securities Inc. Pierre holds a Series 7, Series 63, Series 24 and Series 79TO license. Pierre is committed to providing clients with personalized financial guidance and investment solutions.

Firm Information

Pierre Grellet-aumont is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pierre Grellet-aumont’s Registration & Firm History

NY

10/16/2018 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/02/2005 - 03/12/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/31/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Pierre Alban Grellet-aumont.
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