Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pierce? Claim Your ProfilePierce Evert Smith is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Pierce has been in the financial services industry since 2022. Pierce holds licenses for both securities and investment advisory services and is registered in all 50 states. Pierce is a Series 7, Series 63, and Series 66 licensed professional. Pierce has experience with both individual and business clients and has provided services in areas such as: performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisors, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/15/2025 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TAMPA FL)
NC
03/21/2022 - 12/19/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 06/23/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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