Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pierce? Claim Your ProfilePierce Barton Walsh is a financial advisor with over 10 years of experience in the industry. Pierce currently works for Moelis & Co. LLC in San Francisco, CA. Pierce's previous experience includes roles at SVB Securities LLC, UBS Securities LLC, SunTrust Robinson Humphrey, Inc. and Stifel, Nicolaus & Company, Incorporated. Pierce holds several licenses and certifications, including the Series 7, Series 50, Series 52, Series 63 and Series 79 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/02/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
CA
08/17/2021 - 05/01/2023
SVB SECURITIES LLC (SAN FRANCISCO CA)
CA
09/14/2017 - 07/21/2021
UBS SECURITIES LLC (SAN FRANCISCO CA)
CA
10/20/2016 - 08/24/2017
SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)
CA
08/06/2013 - 09/21/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
BC
Issued 01/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/15/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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