Unclaimed
Pier Paul Mutovic is a registered investment advisor with LPL Financial LLC. Pier has been in the financial services industry since 2005 and has extensive experience providing investment advice and financial planning services. Pier is a registered representative with FINRA, a registered investment advisor with the state of New Jersey, and holds the Series 7, Series 6, Series 63, and Series 65 licenses. Pier has previously worked with RAYMOND JAMES FINANCIAL SERVICES, INC., M&T SECURITIES, INC., INVEST FINANCIAL CORPORATION, ESSEX NATIONAL SECURITIES, LLC, IFMG SECURITIES, INC., and FIRST INVESTORS CORPORATION. Pier is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/14/2023 - Present
LPL Financial LLC (NEW PROVIDENCE NJ)
NJ
01/16/2020 - 04/28/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Hackensack NJ)
NJ
05/12/2016 - 01/13/2020
M&T SECURITIES, INC. (WALDWICK NJ)
FL
10/13/2015 - 11/04/2015
INVEST FINANCIAL CORPORATION (TAMPA FL)
NJ
04/12/2011 - 10/15/2015
ESSEX NATIONAL SECURITIES, LLC (CEDAR CITY NJ)
NJ
05/27/2008 - 04/18/2011
LPL FINANCIAL LLC (EAST HANOVER NJ)
NJ
09/16/2005 - 05/27/2008
IFMG SECURITIES, INC. (EAST HANOVER NJ)
NJ
05/18/2004 - 04/21/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 04/03/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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