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Pi Hsia Kao

Empire Investment Inc.

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About Pi Hsia Kao

Pi Hsia Kao is a registered representative with Empire Investment Inc. Pi has been in the securities industry since June 22, 1982. Pi is licensed to conduct business in New York. Pi holds the Series 7, SIE, and Series 99TO licenses. Pi has been associated with Empire Investment Inc. since September 10, 1986.

Firm Information

Pi Kao is currently registered with Empire Investment Inc.. Empire Investment Inc. is a corporation approved on October 31, 1984. The firm has one approved SEC registration and no approved state registrations. They have reported 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pi Kao’s Registration & Firm History

NY

09/10/1986 - Present

Empire Investment Inc. (FLUSHING NY)

NA

08/22/1980 - 11/05/1984

THOMSON MCKINNON SECURITIES INC.

NA

08/19/1980 - 10/18/1983

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pi Hsia Kao.
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