Unclaimed
Pi Hsia Kao is a registered representative with Empire Investment Inc. Pi has been in the securities industry since June 22, 1982. Pi is licensed to conduct business in New York. Pi holds the Series 7, SIE, and Series 99TO licenses. Pi has been associated with Empire Investment Inc. since September 10, 1986.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/10/1986 - Present
Empire Investment Inc. (FLUSHING NY)
NA
08/22/1980 - 11/05/1984
THOMSON MCKINNON SECURITIES INC.
NA
08/19/1980 - 10/18/1983
THOMSON MCKINNON SECURITIES INC.
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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