Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phylos? Claim Your ProfilePhylos Tobler is an Investment Advisor Representative associated with LPL Financial LLC. Phylos has been in the financial services industry since 1988 and has experience with JHS Capital Advisors, LLC and E.K. Riley Investments, LLC. Phylos is registered in California, Florida, Nevada, and Oregon, and has passed the Series 7, Series 24, Series 63, and Series 65 exams. Phylos Tobler specializes in providing investment advice to individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/01/2020 - Present
LPL Financial LLC (NOVATO CA)
CA
07/28/2015 - 11/06/2020
EK RILEY INVESTMENTS, LLC (Novato CA)
CA
04/11/2012 - 07/30/2015
JHS CAPITAL ADVISORS, LLC (NOVATO CA)
CA
02/01/1993 - 04/11/2012
PAULSON INVESTMENT COMPANY, INC. (NOVATO CA)
NY
09/23/1988 - 01/08/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/20/1988 - 09/22/1988
PAINEWEBBER INCORPORATED
IA
Issued 08/09/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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