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Phyllis Theresa Vecchione

BNP Paribas Securities Corp.

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About Phyllis Theresa Vecchione

Phyllis Vecchione is a Financial Advisor with BNP Paribas Securities Corp., located in NEW YORK, NY. Phyllis Vecchione has been in the financial industry since 2009 and has held previous positions at CANTOR FITZGERALD & CO. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Phyllis Vecchione is a licensed General Securities Principal and has passed the SIE and Series 7 exams. Phyllis Vecchione is registered with FINRA.

Firm Information

Phyllis Vecchione is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Phyllis Vecchione’s Registration & Firm History

NY

05/20/2010 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

05/29/2009 - 04/26/2010

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/29/2009 - 06/04/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/28/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/28/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Phyllis Theresa Vecchione.
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