Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Mitchell is a financial advisor with over 40 years of experience in the industry. Phyllis is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Phyllis has experience working with clients of all types, including individuals, families, businesses, and retirement plans. Phyllis is dedicated to helping her clients achieve their financial goals through personalized financial planning, investment management, and insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
10/17/2017 - Present
Cambridge Investment Research Advisors, Inc. (Ocean Park MD)
MD
12/01/2009 - 10/24/2017
NATIONAL PLANNING CORPORATION (OCEAN CITY MD)
MD
01/04/1999 - 12/01/2009
MEDALLION INVESTMENT SERVICES, INC. (OCEAN CITY MD)
TN
07/31/1996 - 12/31/1998
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
GA
01/01/1996 - 08/13/1996
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
10/04/1988 - 01/01/1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
NA
04/10/1985 - 12/31/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
03/08/1984 - 05/13/1985
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
11/16/1983 - 04/22/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
09/16/1981 - 10/25/1983
INVESTORS DIVERSIFIED SERVICES, INC.
NA
07/08/1981 - 10/25/1983
IDS MARKETING CORPORATION
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/21/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/08/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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