Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Raelynn Spears is a financial advisor with over 20 years of experience in the industry. Phyllis is currently registered with LaSalle St. Investment Advisors, LLC. Prior to this position Phyllis worked for INVEST Financial Corporation, J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Phyllis has passed several industry exams, including the Series 7, Series 53, and Series 66. Phyllis specializes in providing financial planning and portfolio management services to individuals and businesses. In addition to her advisory work, Phyllis is also an agent for L & N Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
07/23/2018 - Present
Lasalle ST. Investment Advisors, LLC (Jeffersonville IN)
IN
01/26/2016 - 12/15/2017
INVEST FINANCIAL CORPORATION (JEFFERSONVILLE IN)
IN
10/01/2012 - 02/03/2016
J.P. MORGAN SECURITIES LLC (JEFFERSONVILLE IN)
IN
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (JEFFERSONVILLE IN)
IL
11/23/1999 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
FL
11/20/1998 - 11/12/1999
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
BOTH
Issued 11/30/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/26/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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