Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Lyn Quirk is a registered investment advisor with Aegis Capital Corp. Phyllis has been working in the financial industry since 1978. Phyllis is licensed in multiple states including New Jersey, New York, California, Texas, Virginia and Massachusetts. She is also licensed to offer Investment Advisory Services in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
06/20/2021 - Present
Aegis Capital Corp. (NEW YORK NY)
NY
08/02/2016 - 08/08/2016
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
NY
07/22/2011 - 07/13/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NJ
06/01/2009 - 08/04/2011
MORGAN STANLEY SMITH BARNEY (SHORT HILLS NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
12/17/1998 - 04/02/2007
MORGAN STANLEY DW INC. (FAIRFIELD NJ)
MA
12/20/1995 - 09/11/1998
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
02/08/1995 - 12/06/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/01/1988 - 03/12/1990
PRESCOTT, BALL & TURBEN, INC.
NA
03/02/1987 - 08/01/1988
YORKE MCCARTER OWEN & BARTELS, INC.
NA
12/20/1983 - 03/30/1987
SHEARSON LEHMAN BROTHERS INC.
NA
09/26/1978 - 12/22/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
08/21/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 02/07/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/15/1988
PC - AMEX Put and Call Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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