Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Louise Egan is a registered investment advisor representative with Charles Schwab & Co., Inc. based in Northbrook, IL. Phyllis has been in the industry since September 2, 1984 and has experience with several financial firms including TD Ameritrade, Inc., HARRISDIRECT LLC, NATIONAL PLANNING CORPORATION, HOWE BARNES INVESTMENTS, INC., SMITH BARNEY INC., LEHMAN BROTHERS INC., GRUNTAL & CO. INCORPORATED, and DEAN WITTER REYNOLDS INC. Phyllis is licensed to offer investment advice in Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Mexico, New York, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IL
01/26/2022 - Present
Charles Schwab & CO., Inc. (Northbrook IL)
IL
09/06/2005 - 05/19/2024
TD AMERITRADE, INC. (Northbrook IL)
NJ
04/14/2003 - 08/29/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
CA
12/02/2002 - 04/14/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IL
01/07/1997 - 10/31/2002
HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)
NY
07/31/1993 - 01/22/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
08/24/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/29/1990 - 08/31/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
12/21/1982 - 01/21/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Phyllis Egan is the right advisor for you? Invested Better is here to help.
