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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Kirven Johnson is a financial advisor at Cetera Investment Advisers LLC. She has been in the financial services industry since 1997. Phyllis has experience in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Her firm specializes in offering a variety of financial services, including investment advisory, insurance, and retirement planning. They have a broad client base, including individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
06/08/2015 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
06/20/2011 - 06/09/2015
FSC SECURITIES CORPORATION (HOUSTON TX)
TX
11/19/2007 - 06/03/2011
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
10/17/2005 - 11/19/2007
WORKMAN SECURITIES CORPORATION (HOUSTON TX)
OH
04/22/1997 - 10/19/2005
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
BC
Issued 4/1/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/28/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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