Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Elder is an investment professional with over 17 years of experience in the financial services industry. Phyllis is registered with Northwestern Mutual Investment Services, LLC and is licensed to conduct business in Arizona, Kansas, and Minnesota. Phyllis has a strong background in investment company products and variable contracts, having earned her Series 6 license in 2005. Phyllis is also a Series 63 licensed professional and holds the Securities Industry Essentials (SIE) exam. Phyllis is dedicated to providing personalized financial advice and guidance to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
11/04/2005 - Present
Northwestern Mutual Investment Services, LLC (Minnetonka MN)
BC
Issued 06/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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