Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Sarabyn is an investment advisor representative with Wells Fargo Clearing Services, LLC. Phyllis is licensed in Indiana and Michigan. Phyllis has 17 years of experience in the financial services industry. Phyllis's current registration with Wells Fargo Clearing Services, LLC is active in Indiana, Michigan and Texas. Phyllis also has previous registrations with Edward Jones, PFS Investments Inc., CUNA Brokerage Services, Inc., and PRUCO Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
11/19/2019 - Present
Wells Fargo Clearing Services, LLC (ST. JOSEPH MI)
MI
08/08/2017 - 11/21/2018
PRUCO SECURITIES, LLC. (Paw Paw MI)
IN
08/17/2016 - 07/31/2017
CUNA BROKERAGE SERVICES, INC. (Elkhart IN)
MI
03/17/2016 - 07/28/2016
PFS INVESTMENTS INC. (PORTAGE MI)
MI
02/01/2005 - 01/05/2016
EDWARD JONES (DOWAGIAC MI)
BOTH
Issued 10/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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