Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phyllis? Claim Your ProfilePhyllis Ann Williams is a registered representative and investment advisor representative with Park Avenue Securities LLC. Phyllis has been in the securities industry since 1998. Phyllis is registered with the state of Pennsylvania to provide securities and investment advisory services. Phyllis has worked for Park Avenue Securities LLC since 2014. Prior to that, Phyllis worked for M HOLDINGS SECURITIES, INC., and GUARDIAN INVESTOR SERVICES LLC. Phyllis holds the following licenses: Series 6, Series 7, Series 24, Series 52, Series 53, Series 65, Series 66, Series 99 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/15/2014 - Present
Park Avenue Securities LLC (BETHLEHEM PA)
PA
01/22/2014 - 08/19/2014
M HOLDINGS SECURITIES, INC. (BETHLEHEM PA)
PA
05/23/2002 - 08/22/2013
PARK AVENUE SECURITIES LLC (BETHLEHEM PA)
NY
07/02/1998 - 06/03/2002
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
BOTH
Issued 07/03/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Phyllis Williams is the right advisor for you? Invested Better is here to help.
