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Phyllis Ann Emmanuel

Flextrade LLC

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About Phyllis Ann Emmanuel

Phyllis Emmanuel is a securities professional with over 28 years of experience in the industry. She has held positions at a number of prominent financial institutions, including Citigroup Global Markets Inc. and Lehman Brothers Inc. She is currently registered with Flextrade LLC and holds several licenses including Series 7, 55, 63, and SIE. Phyllis has a deep understanding of the financial markets and is committed to providing her clients with the highest level of service.

Firm Information

Phyllis Emmanuel is currently registered with Flextrade LLC. Flextrade LLC is a Limited Liability Company formed on December 18, 2000. The firm is registered in New York and Wisconsin, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Phyllis Emmanuel’s Registration & Firm History

NY

01/21/2011 - Present

Flextrade LLC (GREAT NECK NY)

NY

05/21/2008 - 12/15/2010

LAVAFLOW, INC. (NEW YORK NY)

NY

07/15/2005 - 07/29/2008

LAVA TRADING, INC. (NEW YORK NY)

NY

03/10/2005 - 07/20/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

CT

07/06/2000 - 12/20/2001

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

02/01/2000 - 06/28/2000

CHASE SECURITIES INC. (NEW YORK NY)

CA

03/08/1996 - 02/01/2000

HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)

NY

06/17/1991 - 03/01/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/09/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phyllis Ann Emmanuel.
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