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Phuonganh Thi Nguyen

Transamerica Financial Advisors, Inc.

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About Phuonganh Thi Nguyen

Phuonganh Thi Nguyen is a financial advisor with Transamerica Financial Advisors, Inc. Phuonganh Thi Nguyen has been working in the financial industry since August 17, 2015 and is registered with FINRA. Phuonganh Thi Nguyen specializes in providing investment advice to individuals and selecting other advisors.

Firm Information

Phuonganh Nguyen is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Phuonganh Nguyen’s Registration & Firm History

TX

09/28/2022 - Present

Transamerica Financial Advisors, Inc. (Plano TX)

TX

01/14/2003 - 12/13/2006

NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)

RI

02/14/2001 - 01/15/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

01/16/2001 - 02/14/2001

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

RI

12/17/1998 - 02/29/2000

FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 04/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/19/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Phuonganh Thi Nguyen.
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