Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phuong-thuy? Claim Your ProfilePhuong-thuy Thi Dinh is an investment advisor representative, who has been in the industry since 2005. Phuong-thuy is currently registered with Evoke Advisors, and has previously worked with First Republic Securities Company, LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., and Wells Fargo Investments, LLC. Phuong-thuy holds a Series 66 and Series 7 license. Phuong-thuy is also a registered Investment Advisor in California, Florida and Nevada. Phuong-thuy has worked with high-net-worth individuals, charitable organizations, guilds and associations, pension and profit-sharing plans, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Administrtive service, financial planning, and sub-advisory fees
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2
CA
01/07/2021 - Present
Evoke Advisors (LOS ANGELES CA)
CA
04/11/2017 - 02/03/2020
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
02/27/2009 - 04/14/2017
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
CA
10/29/2007 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (PLEASANTON CA)
CA
02/10/2005 - 11/08/2006
WELLS FARGO INVESTMENTS, LLC (TORRANCE CA)
BOTH
Issued 02/18/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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