Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phuong? Claim Your ProfilePhuong Phoebe Nguyen is a financial professional with over 9 years of experience in the financial services industry. Currently, Phuong is registered with Hightower Securities, LLC in Illinois. Phuong previously worked for BBVA Securities Inc. and BBVA Compass Investment Solutions, Inc in Texas. Phuong is licensed to sell securities in Illinois and holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
11/24/2021 - Present
Hightower Securities, LLC (CHICAGO IL)
TX
05/16/2013 - 06/03/2020
BBVA SECURITIES INC. (HOUSTON TX)
TX
11/20/2012 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
10/01/2012 - 10/05/2012
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
05/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BC
Issued 06/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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