Unclaimed
Phuong hang Nguyen is a registered representative with Northwestern Mutual Investment Services, LLC, based in Irvine, CA. Phuong hang has been in the industry since April 4, 2023 and holds the Series 7TO, Series 63 and SIE licenses. Phuong hang is licensed to offer investment advisory services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
04/04/2023 - Present
Northwestern Mutual Investment Services, LLC (IRVINE CA)
BC
Issued 09/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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