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Phuong-dung Phuoc Nguyen

Hamilton-Bates Investment Research, Inc.

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About Phuong-dung Phuoc Nguyen

Phuong-dung Phuoc Nguyen is a registered Investment Advisor Representative with Hamilton-Bates Investment Research, Inc. Phuong-dung has been in the industry since January 2019. Phuong-dung is also a Certified Public Accountant (CPA) and has been self-employed since March 2020. Phuong-dung has a Series 65 license and is registered with the state of California. Phuong-dung specializes in portfolio management for individuals and businesses.

Firm Information

Phuong-dung Nguyen is currently registered with Hamilton-Bates Investment Research, Inc.. Hamilton-Bates Investment Research, Inc. is an investment advisor with approximately $47.97 million in regulatory assets under management. The firm provides portfolio management services for individuals and businesses. They have 535 accounts with a majority of their clients being high net worth individuals, followed by individuals other than high net worth, and charitable organizations.

$47.97M

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Phuong-dung Nguyen’s Registration & Firm History

CA

01/01/2025 - Present

Hamilton-Bates Investment Research, Inc. (ORANGE CA)

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Licenses & Designations

IA

Issued 05/13/2019

Series 65 - Uniform Investment Adviser Law Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Phuong-dung Phuoc Nguyen.
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