Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phuong chi? Claim Your ProfilePhuong chi Thi Phan is a financial advisor at LPL Financial LLC in Santa Ana, CA. Phuong chi has been in the financial industry since 2015. Phuong chi has a Series 6, Series 63, and Series 6TO license. In addition to her current role with LPL Financial LLC, Phuong chi also has prior experience with Crown Capital Securities, L.P., NYLIFE Securities LLC, Jefferson Pilot Securities Corporation, New England Securities, and United Securities Alliance, Inc.. Phuong chi has a wide range of experience in the financial industry and is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/17/2024 - Present
LPL Financial LLC (SANTA ANA CA)
CA
03/01/2022 - 04/17/2024
CROWN CAPITAL SECURITIES, L.P. (SANTA ANA CA)
CA
03/19/2021 - 03/28/2022
NYLIFE SECURITIES LLC (San Dimas CA)
CA
01/19/2005 - 05/29/2007
JEFFERSON PILOT SECURITIES CORPORATION (IRVINE CA)
NY
12/10/2001 - 07/08/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
CO
07/14/2000 - 12/12/2001
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
BC
Issued 04/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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