Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phuc? Claim Your ProfilePhuc Quang Le is a financial advisor with Cetera Investment Advisers LLC, based in Duluth, Georgia. Phuc Le has been in the financial services industry since June 6, 1988. Phuc Le is licensed in Georgia, Alabama, Florida, Texas, California and South Carolina. Phuc Le has been a financial professional for over 30 years, specializing in financial planning, portfolio management, and insurance products. Phuc Le has built a career serving clients in various capacities, working for various companies such as Prudential Insurance, Securian Financial Services, and Ameriprise Financial Services. Phuc Le holds Series 6, 7, 24, 26, 63, 65, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
08/10/2023 - Present
Cetera Investment Advisers LLC (DULUTH GA)
GA
03/24/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Duluth GA)
GA
01/11/2013 - 02/20/2020
PRUCO SECURITIES, LLC. (ATLANTA GA)
GA
06/17/2009 - 02/01/2013
HORNOR, TOWNSEND & KENT, INC. (ATLANTA GA)
GA
04/21/2009 - 06/22/2009
AMERIPRISE FINANCIAL SERVICES, INC. (ALPHARETTA GA)
GA
02/27/2006 - 10/15/2008
AXA ADVISORS, LLC (ATLANTA GA)
MA
12/03/2001 - 04/13/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/03/2001 - 04/13/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MO
01/19/2001 - 08/10/2001
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
GA
02/02/1996 - 06/12/2000
WMA SECURITIES, INC. (DULUTH GA)
CO
04/28/1995 - 01/26/1996
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
06/06/1994 - 05/03/1995
WMA SECURITIES, INC. (DULUTH GA)
FL
01/17/1992 - 06/06/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
GA
01/03/1985 - 01/08/1992
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BOTH
Issued 08/28/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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