linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Phu Si Phan

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Phu? Claim Your Profile

About Phu Si Phan

Phu Phan is a financial professional licensed in California and Texas. Phu Phan is a registered representative with Pruco Securities, LLC. Phu Phan joined Pruco Securities, LLC on 04/24/2019. Phu Phan works out of the Orange, CA branch of Pruco Securities, LLC.

Firm Information

Phu Phan is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Phu Phan’s Registration & Firm History

CA

04/24/2019 - Present

Pruco Securities, LLC (ORANGE CA)

Not sure if Phu Si Phan is right for you?

Licenses & Designations

BC

Issued 04/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2019

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Phu Si Phan. Review regulatory record here.
Not sure if Phu Si Phan is right for you?