Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phu? Claim Your ProfilePhu Cuong Phan is a financial advisor with over 20 years of experience in the industry. Phu Cuong Phan currently works at Osaic Institutions, Inc., where Phu Cuong Phan has been registered since July 1, 2016. Phu Cuong Phan has worked at several other firms over the years, including Essex National Securities, LLC, Citicorp Investment Services, Cal Fed Investments, and SunAmerica Securities, Inc. Phu Cuong Phan is a Series 6, 7, 63, and 65 licensed advisor. Phu Cuong Phan specializes in working with high-net-worth individuals, corporations, and charitable organizations. Phu Cuong Phan offers a variety of services, including financial planning, pension consulting, portfolio management, and educational seminars. Phu Cuong Phan also provides solicitation services for other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2016 - Present
Osaic Institutions, Inc. (ROLING HILLS ESTATE CA)
CA
01/29/2004 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (ROLING HILLS ESTATE CA)
NY
02/05/2003 - 01/13/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
05/11/2000 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
AZ
07/13/1999 - 05/18/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 02/03/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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