Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Phong? Claim Your ProfilePhong Le is a registered investment advisor representative with Transamerica Financial Advisors, Inc. Phong Le has been in the financial services industry for over 10 years. Phong Le is licensed in New Jersey and Pennsylvania, where they currently works. Phong Le has passed both Series 63 and Series 65 exams for broker-dealer and investment advisor registration, as well as Series 6 for the sale of variable contracts and Investment Company Products. Phong Le offers a range of services including portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/14/2013 - Present
Transamerica Financial Advisors, Inc. (Cherry Hill NJ)
IA
Issued 11/14/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Phong Le is the right advisor for you? Invested Better is here to help.
